Understanding the most common pitfalls with window
selection, design and installation is the key to preventing
problems
Windows are a key element in virtually every existing building, as well
as in new building design and construction. Selection, design and
installation of windows for a building is an important process that can
lead to satisfaction or disappointment in the appearance and usefulness
of the building.
The features required of windows are numerous. Among the most
important aspects that should be considered when selecting a window
system are:
- Resistance to wind loads
- Resistance to water infiltration
- Air tightness to prevent drafts
- Resistance to condensation on the interior of the windows
- Security and emergency egress
- Light and ventilation
- Appearance that enhances the overall design
Whether constructing a new building or replacing existing windows,
building owners should consider these aspects in the selection, design
and installation of windows. In many cases, other features or functions
will be required.
The performance features listed above and others that apply to specific
conditions of the project must be prioritized and carefully evaluated.
Ignoring any one area that is deemed critical to the needs of building
occupants can lead to unsatisfactory results. A simple air or water leak
has led to many frustrated occupants and owners, not to mention
associated building damage and even lawsuits. Selection should start by
consulting the owners and occupants of the building to assess needs
based on the identified requirements. Then, designers and manufacturers
can address those needs.
New state-of-the-art products or components can fail, go out of style
or simply go out of production because of poor sales or poor function.
Products or components that have not experienced the test of time
under field conditions may result in failures that were not demonstrated
in laboratory tests. The simplest window design that meets all of the
established criteria is usually best. To obtain a more objective opinion,
temper the advice and sales pitches of product representatives with
recommendations from designers and users of the product.
Cost should not be the primary factor in choosing windows. Settling on
the cheapest window product can lead to low durability, poor
performance, water leakage and increased or difficult maintenance.
This also holds true for the associated materials and work to provide the
proper interface between the window and the wall. If a selected window
has all the right features, but the proper flashings are not provided to
create a proper interface with the adjacent wall materials, serious water
leakage problems could occur that ultimately will cost far more to
repair in the long run.
Design criteria
The top three features in any window selection process are resistance to
wind load, water and air infiltration, and the interface of the window
system with the walls and exterior cladding. The most visible and common
problem that occurs is water infiltration.
Selecting the window with the appropriate design rating should provide
proper performance of the window unit. If the interface of the wall
opening to the window and of the window to the cladding system is not
designed properly, any one of these can be adversely affected even
with a window unit that performs adequately. The designer must know
the limitations of the window as well as the limitations of the wall and
cladding system. For example, a window meant for a punched opening
in a masonry wall should not be used in a stud wall with sheathing.
Detailed construction drawings illustrating the various conditions are
needed to portray to the contractor what is to be installed and what
materials are to be used. The primary point is to express the design
intent. If a window product from a specific manufacturer has been
chosen in the design stage, many construction details can be worked
out early, taking into consideration the specific features of the selected
product. This can be helpful in minimizing unanticipated costs and
making sure that all of the desired features have been included.
Drawings crucial
In many cases, however, the manufacturer has not been selected during
design. In this case, the designer’s details can only be generic because
they will likely differ slightly to significantly depending on the product
chosen. In this case, certain details will need to be developed in the
construction process. This can sometimes lead to extra installation
costs for work that was not shown or anticipated on the construction
drawings.
In either case, shop drawings, and sometimes erection drawings, should
be prepared by the contractor with the assistance of the manufacturer
to illustrate the specific details of window construction and installation
required for the project. Preparation by the contractor or manufacturer
of drawings should be required in the specifications. These drawings
allow the designer to review whether the products being shown are
going to achieve the design intent. It also allows those involved to
solve design and installation issues, such as how the windows will be
attached to the wall and how flashings are to be fitted to control water
infiltration. Costly delays have been known to happen on projects
where the fit-up of the window system with adjacent materials was not
fully considered in the shop drawing phase.
Specifications prepared by the designer must supplement the drawings
to list various requirements, such as structural performance, water and
air infiltration, and other features and components to be provided.
Without complete information provided in the drawings and
specifications, the project could be headed toward extra costs and
compromises in details that are not as durable or effective.
In addition to shop drawings, field mock-ups and testing should be
required in the specifications. This requires the window manufacturer
and the contractor to prove that the product as installed will function
as designed. It also allows an opportunity to adjust the design and
installation procedure in the field to get the proper results before
many or all windows are installed.
Lack of mock-up installation and testing has led to major setbacks in
time, additional cost and delayed occupancy because the problems
were found too late in the installation process. It is less costly to
remove and rework a single mock-up window than it is to remove and
rework every window in the building. A mock-up installation adds cost
to the project, but it is money well spent to assure properly functioning
windows.
The designer and manufacturer’s representative should be requested to
make site visits during construction to observe the installation work as
well as the mock-up installation and testing. Their input can be
invaluable during the mock-up work when adjustments or clarifications
of the design drawings or shop drawings are needed.
The responsibilities of creating the interface of windows with adjacent
cladding system are not always clear. This requires careful coordination
among numerous building trades that must consider every other element
adjacent to but beyond their scope of work. For example, if the sheet
metal subcontractor is not given the proper dimensions or configuration
for a sill flashing, the windows or the cladding may not be able to adjoin
properly, resulting in leakage, or the flashing may not be able to collect
and control water as the designer intended.
Installation Considerations
The workers installing the mock-up and observing the testing should be
the actual people installing the windows because they are the ones that
learned from the mock-up test experience. Deviations from the final,
approved mock-up installation can lead to water and air leakage that
can be devastating in terms of damage to the building and loss of use.
If unanticipated conditions arise during the installation work, the
contractor must communicate and coordinate with the designer and
manufacturer to resolve the issue. As-built conditions that get ignored
can result in failures of various types, such as water leakage, air
infiltration or excessive deflection. It is always less costly to resolve
such conditions during construction than waiting until later.
As simple as it sounds, the manufacturer’s installation recommendations
are not always followed — usually to save time to meet the project
schedule. If a contractor decides on its own to make a change or address
an unanticipated condition without seeking the proper advice, it is
possible that the installation instructions could be violated, which
ultimately could mean that the warranty could be voided. This
consideration alone is reason enough to have the designer and
manufacturer’s representative on site during the installation.
If choices of materials for certain items are left to the contractor or if
the contractor changes the type of materials for some reason, it is
critical that the contractor verify that the materials used are compatible
with each other. Consider metals and sealants. Contact of differing
metals can cause a galvanic reaction that produces rust and deterioration.
Sealants that are not able to adhere properly to the substrates or other
sealants are going to fail and allow leakage. These problems also lead to
higher maintenance costs, reduced durability and shortened window
life.
In a typical building project, windows represent a sizeable portion of
the building’s envelope and a significant portion of the project cost.
The selection of windows for a project can be fraught with confusion
for the architect, contractor and building owner. Literally hundreds of
window manufacturers offer different combinations of these features
at widely varying prices.
It takes teamwork and communication among the owner, building
users, designers, manufacturers, contractors and others to make sure
that each feature is identified and prioritized. By assembling the best
project team as early in the planning stages as possible, and making
sure that all parties remain involved throughout the project, facility
executives can avoid most common problems and failures.
David A. Deress is a consultant and branch manager of the Seattle
office of Wiss, Janney, Elstner Associates. Anthony D. Cinnamon is a
senior architect and engineer with the firm.
First published February 2003